Tom A. Puentes - Morgan Stanley Financial Advisor - Oxnard, CA
Morgan Stanley
Tom A. Puentes
Senior Vice President
Financial Advisor
300 Esplanade Drive
10th Floor
Oxnard, CA 93036
tel: (360) 221-2021
toll-free: (800) 767-0170 
fax: (805) 278-3677

Helping you achieve financial success is my first priority. Morgan Stanley has meaningful intelligence about every major asset class and a presence in every major market, as well as investment research from some of the world’s most respected analysts. Together, we will formulate a strategy to help you achieve your most important goals and then deliver a vast array of resources to you in the way that is most appropriate for how you invest and what you want to achieve.

Associations
  • Pacific Northwest Ballet Governing Board of Trustees
  • Seattle Opera Board of Trustees
  • Maverick Business Adventures
  • Beit Tikvah Board Member
Services
  • Municipal Bonds
  • Fixed Income
  • Asset Management
  • Wealth Management
  • Retirement Planning
  • Estate Planning
  • Cash Management
  • Business Planning
  • Financial Planning
  • Lending Services
  • Long Term Care Insurance
  • Philanthropic Services
  • Qualified Plans
  • 529 Plans
Education and Licensing
  • B.A. Political Science / Economics, 1983
    Cal St. University
    Northridge, CA
  • Series 8 - General Securities Sales Supervisor
  • Series 7 - NYSE / NASD General Securities Representative
  • Series 63 - Uniform State Exam
  • Financial Planning Specialist
Honors and Recognition
  • Chairman's Council, 2010
  • Chairman's Council, 2009
  • Directors Council, 2008
  • Directors Council, 2007
  • Directors Council, 2006
  • Directors Council, 2005
  • Director's Council, 2004
  • Director's Council, 2003
Business Experience
  • 1985 - Present: Morgan Stanley*

    Senior Vice President
    Oxnard, CA

Bulletin Board
  • Do questions like these impact your retirement picture: Do I have enough to cover my needs, my dreams and the unexpected? How do today's choices affect others I care about tomorrow? Is there life after work? Call to develop a strategy to help you achieve the retirement you envision.

Tom A. Puentes holds the following registrations:
BM/Supervisor; Securities Agent: AK, AR, AZ, CA, CO, CT, FL, GA, HI, IA, ID, IL, IN, KY, MA, MI, MN, MS, NH, NJ, NM, NV, NY, OH, OR, PA, SC, TN, TX, UT, WA, WI; General Securities Representative; Investment Advisor Representative;

This information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link: http://www.morganstanley.com/disclaimers/mssbemail.html. Any profiles and associated content are for U.S. residents only
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Morgan Stanley Smith Barney LLC and its affiliates do not provide tax or legal advice. To the extent that this material or any attachment concerns tax matters, it is not intended to be used and cannot be used by a taxpayer for the purpose of avoiding penalties that may be imposed by law.  Any such taxpayer should seek advice based on the taxpayer's particular circumstances from an independent tax advisor.
The securities/instruments, investments and investment strategies discussed in this material may not be suitable for all investors. The appropriateness of a particular investment or investment strategy will depend on an investor's individual circumstances and objectives. The views and opinions expressed on this website do not necessarily reflect those of Morgan Stanley.
Awards Disclosures
pp:3128 mp: 2281