The Mindock Group - Morgan Stanley Team - Greenwood Village, CO
Morgan Stanley
The Mindock Group
at Morgan Stanley
5251 DTC Parkway
Suite 1500
Greenwood Village, CO 80111
tel: (303) 925-9605
toll-free: (800) 347-5099
fax: (720) 488-3248
Peter J. Mindock
Peter J. Mindock
Managing Director, Wealth Management
Financial Advisor
Senior Portfolio Management Director
tel: (303) 925-9605
toll-free: (800) 347-5099
fax: (720) 488-3248

View my profile on LinkedIn

Follow me on Twitter

Professional Details
  • 33 Years of Investment Industry Experience
  • BA - Communication Theory, 1973
    Colorado State University
    Fort Collins, CO
  • Portfolio Management Program
    Smith Barney
  • Series 7 - General Securities Representative
    Series 3 - National Commodity Futures
    Series 5 - Interest Rate Options
    Series 63 - Uniform State Exam
    Series 65 - Investment Advisory Agent
  • Life, Health, and Variable Annuity Insurance Licensed
  • Founded the Adoption Centre
    Board of Directors
    Denver, CO
  • 1986 - Present: Director's Council Member
    Smith Barney
  • 20 Years - Dedicated and Loyal Service Award
    Smith Barney, 2003
  • Associations
    William E. Morgan Society
    Colorado State University Alumni Association
  • Associations
    Youth Ski Racing
    Fort Lewis College Ski Team
  • Associations
    Colorado Uplift
    Board of Directors
  • Recognized as one of Barron's Top 1,000 Financial Advisors in the U.S. in 2011, 2012 and 2013
Peter J. Mindock holds the following registrations:
Securities Agent: AL, AR, AZ, CA, CO, DC, FL, GA, HI, ID, IL, IN, LA, MA, MD, ME, MI, MN, MT, NC, NE, NJ, NM, NV, NY, PA, TX, UT, VA, WA, WY; General Securities Representative; Investment Advisor Representative; Transactional Futures/Commodities; Managed Futures;

Tsali Ricketson, CPM®
Portfolio Manager
Financial Advisor
Financial Planning Specialist
tel: 303-925-9620
fax: 303-857-5449
Professional Details
  • Financial Planning Associate Designation
  • Series 7, 3, 66, 31, 9 & 10 Licensed
  • BA, 1998
    Yale University
  • Industry Experience since 2004
  • Board of Directors for Colorado Yale Alumni Association
  • Member Portfolio Management Institute

Tristen Smith
Portfolio Management Associate
tel: 303-925-9641
fax: 303-857-5449
Professional Details
  • BS Business Administration, Finance
    University of Denver
    Denver, Colorado
  • Series 7 & 66 Licensed. Colorado Life & Health Insurance Producer
  • United States Air Force Veteran
    Buckley Air Force Base, Colorado
  • Volunteer Lacrosse Coach
    Denver Lacrosse Club

Brooke Sugamele
Registered Associate
tel: 303-925-9695
fax: 303-857-5449
Professional Details
  • BS - Finance, University of Colorado at Denver, Summa Cum Laude
  • Series 7, 66, Colorado Life and Health, and Long Term Care
  • 3.5 years at Morgan Stanley Smith Barney and industry experience since 1999

Morgan Stanley Smith Barney LLC and its affiliates do not provide tax or legal advice. To the extent that this material or any attachment concerns tax matters, it is not intended to be used and cannot be used by a taxpayer for the purpose of avoiding penalties that may be imposed by law.  Any such taxpayer should seek advice based on the taxpayer's particular circumstances from an independent tax advisor.
The securities/instruments, investments and investment strategies discussed in this material may not be suitable for all investors. The appropriateness of a particular investment or investment strategy will depend on an investor's individual circumstances and objectives. The views and opinions expressed on this website do not necessarily reflect those of Morgan Stanley.
This information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley  reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link: Any profiles and associated content are for U.S. residents only
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Awards Disclosures
pp:3166 mp: 2796