The Mindock Group - Morgan Stanley Team - Greenwood Village, CO
Morgan Stanley
The Mindock Group
at Morgan Stanley
5251 DTC Parkway
Suite 1500
Greenwood Village, CO 80111
tel: (303) 925-9605
toll-free: (800) 347-5099
fax: (720) 488-3248
Peter J. Mindock
Peter J. Mindock
Managing Director, Wealth Management
Financial Advisor
Senior Portfolio Management Director
tel: (303) 925-9605
toll-free: (800) 347-5099
fax: (720) 488-3248

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Professional Details
  • 33 Years of Investment Industry Experience
  • BA - Communication Theory, 1973
    Colorado State University
    Fort Collins, CO
  • Portfolio Management Program
    Smith Barney
  • Series 7 - General Securities Representative
    Series 3 - National Commodity Futures
    Series 5 - Interest Rate Options
    Series 63 - Uniform State Exam
    Series 65 - Investment Advisory Agent
  • Life, Health, and Variable Annuity Insurance Licensed
  • Founded the Adoption Centre
    Board of Directors
    Denver, CO
  • 1986 - Present: Director's Council Member
    Smith Barney
  • 20 Years - Dedicated and Loyal Service Award
    Smith Barney, 2003
  • Associations
    William E. Morgan Society
    Colorado State University Alumni Association
  • Associations
    Youth Ski Racing
    Fort Lewis College Ski Team
  • Associations
    Colorado Uplift
    Board of Directors
  • Recognized as one of Barron's Top 1,000 Financial Advisors in the U.S. in 2011, 2012 and 2013
Peter J. Mindock holds the following registrations:
Securities Agent: AL, AR, AZ, CA, CO, DC, FL, GA, HI, ID, IL, IN, LA, MA, MD, ME, MI, MN, MT, NC, NE, NJ, NM, NV, NY, PA, TX, UT, VA, WA, WY; General Securities Representative; Investment Advisor Representative; Transactional Futures/Commodities; Managed Futures;

Tsali Ricketson, CPM®
Portfolio Manager
Financial Advisor
Financial Planning Specialist
tel: 303-925-9620
fax: 303-857-5449
Professional Details
  • Financial Planning Associate Designation
  • Series 7, 3, 66, 31, 9 & 10 Licensed
  • BA, 1998
    Yale University
  • Industry Experience since 2004
  • Board of Directors for Colorado Yale Alumni Association
  • Member Portfolio Management Institute

Tristen Smith
Portfolio Management Associate
tel: 303-925-9641
fax: 303-857-5449
Professional Details
  • BS Business Administration, Finance
    2011
    University of Denver
    Denver, Colorado
  • Series 7 & 66 Licensed. Colorado Life & Health Insurance Producer
  • United States Air Force Veteran
    Buckley Air Force Base, Colorado
    2004-2008
  • Volunteer Lacrosse Coach
    Denver Lacrosse Club

Brooke Sugamele
Registered Associate
tel: 303-925-9695
fax: 303-857-5449
Professional Details
  • BS - Finance, University of Colorado at Denver, Summa Cum Laude
  • Series 7, 66, Colorado Life and Health, and Long Term Care
  • 3.5 years at Morgan Stanley Smith Barney and industry experience since 1999

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