Our Team
Our team consists of six financial professionals with over fifty years of combined experience in the fields of portfolio management, lending & liability management, insurance & estate planning, and client service. We strive to leverage each member’s knowledge and experience in our respective areas of specialization to enhance the team’s overall value to our clients.
Our Mission
Our mission is to provide customized institutional-style asset management to our clients for the purpose of meeting specific, stated objectives. Complementing our core competency of investment management, we seek to be an all-in-one resource for our clients for all financial considerations by delivering the best information, products, and services available.
Our Commitment
Our commitment to our clients is to provide objective financial advice for the sole purpose of accomplishing specific, stated objectives set forth at the onset. In strict adherence to this standard, we will always consider the most cost and tax efficient strategy for managing client assets. We will frequently communicate with clients and encourage reciprocal communication.
Our Process
Our process is to first determine the goal for each portfolio. Once a goal is established, we assign an appropriate point on a risk spectrum and communicate commensurate return expectations and downside risks. In order to accomplish this objective we employ back-tested risk models. We strive to communicate with each client in a manner that is sufficiently technical, yet easily understood, and we encourage open, frequent dialogue regarding all matters relating to our clients’ financial lives.
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*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Morgan Stanley Smith Barney LLC and its affiliates do not provide tax or legal advice. To the extent that this material or any attachment concerns tax matters, it is not intended to be used and cannot be used by a taxpayer for the purpose of avoiding penalties that may be imposed by law. Any such taxpayer should seek advice based on the taxpayer's particular circumstances from an independent tax advisor.
The securities/instruments, investments and investment strategies discussed in this material may not be suitable for all investors. The appropriateness of a particular investment or investment strategy will depend on an investor's individual circumstances and objectives. The views and opinions expressed on this website do not necessarily reflect those of Morgan Stanley.
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Investment Management Consultants Association, Inc. owns the marks CIMA, Certified Investment Management Analyst (with graph element)®, and Certified Investment Management Analyst .
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