The Doolin Group - Morgan Stanley Team - Pasadena, CA
Morgan Stanley
The Doolin Group
at Morgan Stanley
Consulting Group
301 North Lake Avenue
Penthouse Suite
Pasadena, CA 91101
tel: (626) 304-2411
toll-free: (800) 362-6992
fax: (626) 449-7121

Left to right:
Top row: Morgann Hampton, Genovieva Gog,
Jade Ulrich, Mabel Yue
Bottom row: Jason Brown, Diane Doolin

Biographies

Diane Doolin.png
DIANE K. DOOLIN
Senior Vice President —Wealth Management
Senior Investment Management Consultant
Financial Advisor

Diane Doolin brings over 25 years of experience as a Financial Advisor, pioneering concepts such as team advisory services, Client University, client-tailored financial reporting, and family financial education.  As the founding Senior Partner of the Doolin Group at Morgan Stanley, Diane's primary focus is on client relationships and integrating the entire process of successful management of both client assets and preparation of the next generation to receive and manage those assets. A co-founder of the Institute for Preparing Heirs, named in Barron's "Top 100 Woman Financial Advisors" and a Wealth Advisor innovator, Diane continues to establish new performance standards within the financial services industry. She is a member of the Association of Professional Investment Consultants (APIC) and Investment Management Consultants Association (IMCA), and serves on the Board of Villa Esperanza.

Experience:
-    Morgan Stanley, 1988-present
-    Founding Director, Institute for Preparing Heirs
-    Founder, Client University
-    Seiferts / Mark Henri, LTD, Executive Vice President, General Manager, 1978-1987

Education:
-    University of Missouri, BS

Corporate Recognition:
-    Directors Council, for over 12 years
-    Harry Irvine Award
-    Director Advisory Group

Industry Recognition:
-    Barron’s “Top 100 Women Financial Advisors”, 2007, 2008
-    Los Angeles Business Journal “Top 40 Wealth Advisors in Los Angeles”, 2007
-    Research Magazine, “Top Women Advisors in California”, 2006
-    Research Magazine, “Top 40 Women Advisors in America”, 2004

Professional Associations:
-    Member: Investment Management Consultants Association (IMCA)
-    Member: Association of Professional Investment Council (APIC)

Community:
-    Villa Esperanza Endowment Committee, Vice Chairman
-    Villa Esperanza, Board of Directors
-    Pasadena Community Foundation, Supporter

Licenses:
-    Series 7 – General Securities License
-    Series 31 – Managed Futures
-    Series 63 – Uniform State Registration
-    Series 65 – Uniform Investment Advisor Law
-    Life, Health & Variable Annuity Insurance Licensed
-    Long-term Care Insurance License


Jason Brown.png
JASON D. BROWN, CFA, CIMA
Vice President —Wealth Management, Portfolio Manager
Financial Advisor

Jason is an investment professional with more than 17 years experience, specializing in providing wealth management solutions to clientele of The Doolin Group at Morgan Stanley*. This includes overall strategic planning with emphasis on financial planning, asset allocation, manager selection and estate planning. Jason also has extensive experience in professional money management consisting of portfolio management for clients utilizing Exchange Traded Funds (ETFs) and Closed End Funds (CEFs). Jason holds the Chartered Financial Analyst (CFA) and the Certified Investment Management Analyst (CIMA) designations. He is a member of the CFA Institute of Los Angeles, the Investment Management Consultants Association (IMCA) and the Huntington Library. Jason resides in San Gabriel with his wife Kathleen and their daughter Kirsten and son Carter.

Experience:
- Morgan Stanley*, 1995-present
- Chartered Financial Analyst (CFA)
- Certified Investment Management Analyst (CIMA)

Education:
- Whitman College, BA Economics

Corporate Recognition:
- Blue Chip Council

Professional Associations:
- Member of Chartered Financial Analyst Institute
- Member of Investment Management Consultants Association (IMCA)
- Member of Los Angeles Society of Financial Analysts

Community:
- Member of Huntington Library

Licenses:
- Series 7   – General Securities License
- Series 31 – Managed Futures
- Series 63 – Uniform State Registration
- Series 65 – Uniform Investment Advisor Law
- Life, Health & Variable Annuity Insurance License
- Long-term Care Insurance License


Mabel Yue.png
MABEL YUE
Consulting Group Analyst

Mabel joined The Doolin Group at Morgan Stanley Smith Barney 15 years ago. Mabel is responsible for providing investment analysis and research to clients as well as preparing client quarterly performance packages with educational materials—a core focus of The Doolin Group’s commitment to client education. In addition, Mabel participates in the Group’s manager evaluation and selection process, and its asset allocation process. Dedicated to providing the finest possible client experience, she is a past recipient of the firm’s “Analyst of the Year” award. A graduate of the University of Southern California, Mabel was born and raised in Hong Kong and currently lives in El Monte with her two Pug dogs.

Experience:
-    Morgan Stanley Smith Barney, 1997-present

Education:
-    University of Southern California, BS - Finance

Recognition:
-    Consulting Group Analyst of the Year, 2005

Licenses:
-    Series 7 – General Securities License
-    Series 31 – Managed Futures
-    Series 63 – Uniform State Registration
-    Series 66 – Combined Investment Advisory Agent & State Registration


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GENOVIEVA GOG, CRPS
Wealth Management Associate

Genovieva has worked with The Doolin Group since 2008. Genovieva is responsible for the day to day operations of The Doolin Group, which includes administering new client relationships and requests, as well as scheduling and monitoring client portfolio reviews. In addition to coordinating resolutions of complex client issues, she also works closely with Diane and Jason in creating financial plan for clients and directing the intricacies of our premiere event, Client University. Her professional licenses include Chartered Retirement Plan Specialist®, Series 7 and Series 66.

She is a Graduate of California State Polytechnic University, Pomona with a B.S in Business Administration and a M.B.A. with an emphasis in Finance. Genovieva lives in Yorba Linda with her husband and their son, Asher.

Experience:
- Morgan Stanley Smith Barney, 2008-present

Education:
- California State Polytechnic University, Pomona – MBA Business Administration with Emphasis in Finance
- California State Polytechnic University, Pomona – BS Business Administration with Emphasis in Marketing

Licenses:
- Series 7   – General Securities License
- Series 66 – Combined Investment Advisory Agent & State Registration
- CRPS    – Chartered Retirement Plans Specialist


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JADE ULRICH
Client Service Associate

Jade has worked with The Doolin Group since January 2014. Jade brings to the team her ability to facilitate relationships and prepare client events. In addition to assisting clients, Jade is responsible for creating educational forums and social events, fostering meaningful philanthropic ties, and cultivating instructive programs to expand the financial knowledge of our clients’ children.

A recent graduate of Scripps College, Jade was born in Bellingham, WA and currently lives in Alhambra. She is currently studying for her Series 7 and plans to obtain her Certificate of Advisory in Philanthropy later this year.

Experience:
- Morgan Stanley, 2014-present

Education:
- Scripps College – B.A., magna cum laude


Morgann Hampton-small.jpg
MORGANN HAMPTON
Client Service Associate

Morgann is our primary client service contact. She joined the team in March 2014 and is dedicated to providing the finest client experience. Morgann is responsible for client contact for general inquires, managing client documents and performing routine account maintenance, assisting clients with cash management such as money transfers and wires, and supporting clients with online access. Morgann is currently attending Pasadena City College and lives in Pasadena with her daughter Iylee.
 
Experience:
- Morgan Stanley, 2014-present

Education:
- Attending Pasadena City College


Source: Barron's “Top 100 Women Financial Advisors,” Barron's is a registered trademark of Dow Jones & Company, L.P.  All rights reserved.  Barron’s “America’s Top 100 women Financial Advisors” bases its rankings on qualitative criteria: professionals with a minimum of seven years financial services experience, acceptable compliance records, clients retention reports, customer satisfaction, and more.  Financial Advisors are quantitatively ranked based on varying types of revenues and assets advised by the financial professional, with weightings associated for each.  Because individual client portfolio performance varies and is typically unaudited, this ranking focuses on customer satisfaction and quality of advice.  For more information on ranking methodology, go to http://online.barrons.com/report/top-financial -advisors or contact Barron’s Associate Editor, Matt Barthel, at matthew.barthel@.com .  The rating may not be representative of any one client’s experience because it reflects a sample of all of the experiences of the Financial Advisor’s clients.  The rating is not indicative of the Financial Advisor’s future performance.  Neither Morgan Stanley* nor any of their Financial Advisors pay a fee to Barron’s in exchange for this rating.

Los Angeles Business Journal Associates Top 40 Wealth Advisors, as identified by The Winner's Circle®, LLC , bases its rankings on qualitative criteria: professionals with a minimum of 7 years' financial services experience, acceptable compliance records, client retention reports, customer satisfaction, and more. With over 7,000 nominations compiled on an annual basis, advisors are quantitatively ranked based on varying types of revenues and assets advised by the financial professional, with weightings associated for each. Additional measures include: in-depth interviews and discussions with senior management, peers, and customers, and telephone-based and in-person interviews with the nominees. Because individual client portfolio performance varies and is typically unaudited, this ranking focuses on customer satisfaction and quality of advice. For more information on ranking methodology, go to www.WCorg.com. The rating may not be representative of any one client's experience because it reflects a sample of all of the experiences of the advisor's clients. The rating is not indicative of the advisor's future performance. Neither Morgan Stanley* nor its financial advisors pay a fee to The Winner's Circle in exchange for the rating.

Top 40 Wealth Advisors refers to Research Magazine’s “The Top-Ranked Women Advisors in America,” April, 2004. Research Magazine is a registered copyright of Research Holdings, Ltd. All rights reserved. For more information on ranking and methodology, go to www.winnerscirclenet.com

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The securities/instruments, investments and investment strategies discussed in this material may not be suitable for all investors. The appropriateness of a particular investment or investment strategy will depend on an investor's individual circumstances and objectives. The views and opinions expressed on this website do not necessarily reflect those of Morgan Stanley.
This information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
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*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Awards Disclosures
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