Shannon Brightman - Morgan Stanley Financial Advisor - NEW YORK, NY
Morgan Stanley
Shannon Brightman, CFP
Financial Advisor
Senior Portfolio Manager
399 PARK AVE 12TH FL
NEW YORK, NY 10022
tel: (212) 893-6325
toll-free: (800) 223-0270 
fax: (212) 893-6301
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My goal is to thoroughly understand your financial needs and then align the resources to help you meet or exceed them. I can help you evaluate near-term concerns and plan for long-term goals, be a sounding board for investment ideas, assist you in developing and executing a strategy that is precisely your own and helps you meet your needs.

Associations
  • Financial Planning Association
    The largest membership organization for personal financial planning experts in the US
  • Morgan Stanley Environment and Social Finance Forum
    Member, Steering Committee
  • Director, Theodore Gordon Flyfishers
    Founders Fund Society Sponsor
    Awards annual scholarships to outstanding students of the environmental sciences.
  • Director, Juliana’s Anglers
    A women’s fly fishing club based in New York City
  • Interests:
    • Enjoys living amid the art galleries and elevated promenades of West Chelsea with Doug, her partner of 14 years.
Services
  • Professional Portfolio Management
  • Family Consulting
  • Retirement Planning
  • Education Planning
  • Socially Responsible Investing
  • Philanthropic Services
  • Executive Financial Services
  • Insurance Services
  • Planning for Special Needs Individuals
Education and Licensing
  • Ph.D., Harvard University, Cell & Developmental Biology, 1993
  • M.S., University of Massachusetts, Amherst, 1988
  • B.A., University of California, Davis, 1985
  • Series 7 – General Securities Representative
  • Series 66 – Investment Advisory Agent and Uniform State Exam
  • Life, Health and Variable Annuity
  • Certified Agent, NYS Partnership for Long-Term Care
  • Certified Agent, NJ Partnership for Long-Term Care
Business Experience
  • CERTIFIED FINANCIAL PLANNER
    Portfolio Manager and Financial Advisor
    Morgan Stanley Wealth Management, 2010 – Present
  • Financial Advisor
    UBS Financial Services, Inc., 2005 – 2010
  • Prior Professional:
    • Chairperson, Department of Biology, 1999 – 2003, 2005
    Sacred Heart University, Fairfield CT
    • Faculty of Biology, 1993 – 2005
    Sacred Heart University, Fairfield CT
    • Post-Doctoral Fellow, 1992 - 1993
    Worcester Foundation for Biomedical Research, MA

Bulletin Board
  • On November 1, 2013, Morgan Stanley Chairman and CEO James Gorman announced the establishment of the Morgan Stanley Institute for Sustainable Investing.  As part of the Institute, Morgan Stanley will expand its industry-leading Investing with Impact Platform with new products, innovative thematic portfolios and groundbreaking thought leadership.
  • See October On the Markets from the Global Investment Committee featuring

    • "Retest and Rebalance" The equity market sell-off of the past few weeks is a retest of the August correction, not a judgment that the global economic recovery is faltering, says Michael Wilson, chief investment officer of Morgan Stanley Wealth Management. He believes that central bankers’ efforts to rebalance the uneven global recovery will succeed.

    • "Global Growth: Lower for Longer" The upside of a tepid and uneven global recovery is a long economic expansion, writes Joachim Fels, chief global economist of Morgan Stanley & Co.

    • "All About That Base (Case)" Adam Parker, chief US equity strategist for Morgan Stanley & Co., lays out his base case 12-month stock market forecast—2,125 on the S&P 500, up more than 7% from the Sept. 30 close.

    Plus, look for more on equities, fixed income investments and currencies.

Shannon Brightman holds the following registrations:
Securities Agent: AL, AZ, CA, CO, CT, DC, FL, GA, IA, MA, MD, MI, MN, MT, NC, NJ, NY, OH, PA, SC, TN, TX, VA, WV; General Securities Representative; Investment Advisor Representative;

This information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link: http://www.morganstanley.com/disclaimers/mssbemail.html. Any profiles and associated content are for U.S. residents only
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Morgan Stanley Smith Barney LLC and its affiliates do not provide tax or legal advice. To the extent that this material or any attachment concerns tax matters, it is not intended to be used and cannot be used by a taxpayer for the purpose of avoiding penalties that may be imposed by law.  Any such taxpayer should seek advice based on the taxpayer's particular circumstances from an independent tax advisor.
The securities/instruments, investments and investment strategies discussed in this material may not be suitable for all investors. The appropriateness of a particular investment or investment strategy will depend on an investor's individual circumstances and objectives. The views and opinions expressed on this website do not necessarily reflect those of Morgan Stanley.
Awards Disclosures

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