Roya Cole - Morgan Stanley Financial Advisor - NEWPORT BEACH, CA

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Roya Cole
Wealth Advisor
Senior Vice President
(949) 760-2440

©2014 Morgan Stanley Smith Barney LLC. Member SIPC. All rights reserved.

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Biography

Roya Cole
Wealth Advisor
Senior Vice President
(949) 760-2440

Associations

  • LAGUNA BEACH COMMUNITY CLINIC- PRESIDENT/BOARD MEMEBER
  • WORLD'S AFFAIRS COUNCIL OF ORANGE COUNTY - TRUSTEE
  • Aids Walk of Orange County

Experience

  • 1993 - PRESENT: Morgan Stanley*
  • 1990 - 1993: LES FILMS DU LOSANGE, PARIS- FRANCE

Education


  • Edmonton College of Further Education : 1978-1980 PRINCIPLES OF ACCOUNTING
  • ALLIANCE FRANCAISE - 1987 Certificat de Francais Pratique
  • LA SORBONNE - 1988 - Certificat de Literature Francaise

Honors

  • Wealth Advisor Program
  • 1999 to 2001 OUTSTANDPERFORMANCE AWARDS
  • NATIONAL DIRECTOR'S AWARD
  • 2010 OUTSTANDING PERFORMANCE AWARD
  • 2010 CAREER MILESTONE OF SUPERIOR PERFORMANCE AWARD
  • 2010 AIDS WALK OF ORANGE COUNTY TOP INDIVIDUAL WALKER AWARD
  • 2011 OUTSTANDING PERFORMANCE AWARD
  • 20098 2010 2011 - BEST PERSONAL MANAGER IN ORANGE COUNTY BY ORANGE COAST MAGAZINE
  • 2012 - Presidents Club member

Services

  • 401(k) Rollovers
  • 529 Plans
  • Alternative Investments
  • Annuities
  • Asset Management
  • Cash Management
  • Certificates of Deposit
  • Corporate 529 Plans
  • Corporations
  • Education Planning
  • Estate Planning
  • Exchange Traded Funds
  • Executive Benefit Services
  • Executive Financial Services
  • Family Consulting
  • Financial Planning
  • Insurance Services
  • Lending Services
  • LGBT Planning Services
  • Life Insurance
  • Long Term Care Insurance
  • Municipal Bonds
  • Philanthropic Services
  • Planning for Special Needs Individuals
  • Qualified Retirement Plans
  • Retirement Planning
  • Stock Purchase Plans
  • Trust Services and Accounting
  • Wealth Management

Licensing

Roya Cole holds the following registrations:
Securities Agent: AZ, CA, CO, CT, DC, DE, FL, HI, ID, IL, KS, MA, MI, NC, NE, NJ, NM, NV, NY, OK, OR, PA, TN, TX, UT, WA, WI; General Securities Representative; Investment Advisor Representative;

©2014 Morgan Stanley Smith Barney LLC. Member SIPC. All rights reserved.

Disclaimers | Full Site

Market Insights

Roya Cole
Wealth Advisor
Senior Vice President
(949) 760-2440

©2014 Morgan Stanley Smith Barney LLC. Member SIPC. All rights reserved.

Disclaimers | Full Site

Product & Service Brochures

Roya Cole
Wealth Advisor
Senior Vice President
(949) 760-2440

©2014 Morgan Stanley Smith Barney LLC. Member SIPC. All rights reserved.

Disclaimers | Full Site

Contact

Roya Cole
Wealth Advisor
Senior Vice President
(949) 760-2440


Roya Cole
800 NEWPORT CENTER DR SUITE 700
NEWPORT BEACH, CA 92660
Phone: (949) 760-2440
Toll Free: (800) 927-2292

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©2014 Morgan Stanley Smith Barney LLC. Member SIPC. All rights reserved.

Disclaimers | Full Site

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Roya Cole
Wealth Advisor
Senior Vice President
(949) 760-2440


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©2014 Morgan Stanley Smith Barney LLC. Member SIPC. All rights reserved.

Disclaimers | Full Site

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Disclaimers





This information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link: http://www.morganstanley.com/disclaimers/mssbemail.html. Any profiles and associated content are for U.S. residents only


*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.


Morgan Stanley Smith Barney LLC and its affiliates do not provide tax or legal advice. To the extent that this material or any attachment concerns tax matters, it is not intended to be used and cannot be used by a taxpayer for the purpose of avoiding penalties that may be imposed by law.  Any such taxpayer should seek advice based on the taxpayer's particular circumstances from an independent tax advisor.
The securities/instruments, investments and investment strategies discussed in this material may not be suitable for all investors. The appropriateness of a particular investment or investment strategy will depend on an investor's individual circumstances and objectives. The views and opinions expressed on this website do not necessarily reflect those of Morgan Stanley.






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