Roya Cole - Morgan Stanley Financial Advisor - Newport Beach, CA
Morgan Stanley
Roya Cole
Executive Director, Wealth Management
Wealth Advisor
800 Newport Center Dr., Ste 500
Newport Beach, CA 92660
tel: (949) 760-2440
toll-free: (800) 927-2292 
fax: (949) 640-6124

Morgan Stanley serves many of the world’s most sophisticated investors, and our firm is one of the nation’s leading firms to help clients with their personal wealth. As your Financial Advisor, I have experience with the unique challenges, styles and strategies that distinguish wealthy investors. I will work with you to help you preserve and grow your wealth, relying on the insights of seasoned investment professionals, a premier trading and execution platform and a full spectrum of investment choices.

Associations
  • LAGUNA BEACH COMMUNITY CLINIC- PRESIDENT/BOARD MEMEBER
  • WORLD'S AFFAIRS COUNCIL OF ORANGE COUNTY - TRUSTEE
  • Aids Walk of Orange County
Services
  • 401(k) Rollovers
  • 529 Plans
  • Alternative Investments
  • Annuities
  • Asset Management
  • Cash Management
  • Certificates of Deposit
  • Corporate 529 Plans
  • Corporations
  • Education Planning
  • Estate Planning
  • Exchange Traded Funds
  • Executive Benefit Services
  • Executive Financial Services
  • Family Consulting
  • Financial Planning
  • Insurance Services
  • Lending Services
  • LGBT Planning Services
  • Life Insurance
  • Long Term Care Insurance
  • Municipal Bonds
  • Philanthropic Services
  • Planning for Special Needs Individuals
  • Qualified Retirement Plans
  • Retirement Planning
  • Stock Purchase Plans
  • Trust Services and Accounting
  • Wealth Management
Education and Licensing

  • Edmonton College of Further Education : 1978-1980 PRINCIPLES OF ACCOUNTING
  • ALLIANCE FRANCAISE - 1987 Certificat de Francais Pratique
  • LA SORBONNE - 1988 - Certificat de Literature Francaise
Honors and Recognition
  • Wealth Advisor Program
  • 1999 to 2001 OUTSTANDPERFORMANCE AWARDS
  • NATIONAL DIRECTOR'S AWARD
  • 2010 OUTSTANDING PERFORMANCE AWARD
  • 2010 CAREER MILESTONE OF SUPERIOR PERFORMANCE AWARD
  • 2010 AIDS WALK OF ORANGE COUNTY TOP INDIVIDUAL WALKER AWARD
  • 2011 OUTSTANDING PERFORMANCE AWARD
  • 20098 2010 2011 - BEST PERSONAL MANAGER IN ORANGE COUNTY BY ORANGE COAST MAGAZINE
  • 2012 - Presidents Club member
Business Experience
  • 1993 - PRESENT: Morgan Stanley*
  • 1990 - 1993: LES FILMS DU LOSANGE, PARIS- FRANCE

Bulletin Board
  • See January On the Markets from the Global Investment Committee featuring

    • "2015: The Great Rebalancing Act" Michael Wilson, chief investment officer of Morgan Stanley Wealth Management, sees a global rebalancing this year that should lead to broader economic and earnings growth, including an acceleration in Europe, Japan and several emerging markets. He is still bullish on US equities, but even more so on stock markets in Europe and Japan.

    • "The US Economy: Are We There Yet?" The US is in the midst of a tepid cyclical pickup in aggregate demand, writes Vincent Reinhart, chief US economist for Morgan Stanley & Co. Lower energy costs should help boost economic activity in the near term, and fiscal policy is becoming a bit more supportive of growth.

    • "Volatility … It’s Back!" The Federal Reserve’s unconventional Quantitative Easing (QE) policy of the past five years kept market volatility in check. Now that QE is over, volatility is picking up. Here are some ideas for investors on how to deal with market swings.

    • Plus, look for more on US and global equities, fixed income investments, commodities and real estate.

  • The finest compliment we can receive is a referral from our friends and clients.

  • To see timely market recap, see Cash Market Rates Snapshot. 

Roya Cole holds the following registrations:
Securities Agent: AZ, CA, CO, CT, DC, DE, FL, HI, ID, IL, KS, MA, MI, NC, NJ, NM, NV, NY, OK, OR, PA, TN, TX, UT, WA, WI; General Securities Representative; Investment Advisor Representative;

This information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link: http://www.morganstanley.com/disclaimers/mssbemail.html. Any profiles and associated content are for U.S. residents only
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Morgan Stanley Smith Barney LLC and its affiliates do not provide tax or legal advice. To the extent that this material or any attachment concerns tax matters, it is not intended to be used and cannot be used by a taxpayer for the purpose of avoiding penalties that may be imposed by law.  Any such taxpayer should seek advice based on the taxpayer's particular circumstances from an independent tax advisor.
The securities/instruments, investments and investment strategies discussed in this material may not be suitable for all investors. The appropriateness of a particular investment or investment strategy will depend on an investor's individual circumstances and objectives. The views and opinions expressed on this website do not necessarily reflect those of Morgan Stanley.
Awards Disclosures

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