Stephen M. Parlier - Morgan Stanley Financial Advisor - Chicago, IL
Morgan Stanley
Stephen M. Parlier, CPM
First Vice President
Wealth Advisor
227 West Monroe St.
Suite 3400
Chicago, IL 60606
tel: (312) 917-7453
toll-free: (800) 334-2446 
fax: (312) 917-7450

For me, retirement planning means more than providing my clients with investment advice. It means helping them maintain the financial independence they’ve worked their whole lives to achieve.

My consultative process begins with an in-depth discussion of your current finances and future objectives. We’ll address issues you might have overlooked and determine how we can help you adjust your investment strategy to accommodate changing conditions and meet any unforeseen expenses and income demands that may arise during retirement.

Associations
  • Acadamy of Certified Portfolio Managers
  • FINRA Arbitrator
Services
  • Wealth Management
  • Professional Portfolio Management
  • Asset Management
  • Financial Planning
  • Retirement Planning
  • Access to Lending Services
  • 401(k) Rollovers
  • Qualified Retirement Plans
  • Municipal Bonds
  • Annuities
  • Fixed Income
  • Alternative Investments
  • Cash Management
Education and Licensing
  • Columbia University -- Certified Portfolio Manager
  • Northern Illinois University --BS in Finance
  • Series 7 - General Securities Representative
  • Series 65 - Investment Advisory Agent
  • Series 63 - Uniform Securities State Law
  • Series 31 - NFA Associate Member
  • Insurance/ Annuity Licensed
Honors and Recognition
  • Five-time Recipient of the 5 Star Wealth Manager Award 2012-2016
  • 20 Year Dedicated Service Award- Merrill Lynch
Business Experience
  • 2008 - Present: Morgan Stanley*

    First Vice President- Wealth Management
    Certified Portfolio Manager
    Portfolio Management Director
    Chicago, IL
  • 1989 - 2008: Merrill Lynch

    Certified Financial Manager
    Vice President
    Senior Financial Advisor
    PIA Program Portfolio Manager
    Chicago, IL

Bulletin Board
  • See November On the Markets from the Global Investment Committee featuring

    “Jumping on the Bandwagon” In the World Series, we have two teams long seen as losers who are now considered winners and with that comes the inevitable bandwagon jumpers. In a like manner, we’ve seen formerly out-of-favor assets performing better this year, and we’re seeing bandwagon jumpers moving into them as well, writes Michael Wilson, chief investment officer of Morgan Stanley Wealth Management.

    “Resolving Uncertainty”  Once we are past the election and a Federal Reserve interest rate hike, US equities could go higher writes Lisa Shalett, head of investment & portfolio strategies at Morgan Stanley Wealth Management.

    “Introducing Our Short-Term Stock and Bond Indicator” re markets poised to reward an overweight allocation to stocks, or should one retreat to a more defensive fixed income position? Our new indicator answers this question by measuring a myriad of economic and market data in a disciplined and consistent manner.

    • Plus, look for more on US and international equities, fixed income and economics. 

Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck.

Stephen M. Parlier holds the following registrations:
Securities Agent: AL, AR, AZ, CA, CO, FL, GA, IA, IL, IN, LA, MA, MD, MI, MN, MO, NC, NV, NY, PA, SC, TX, UT, WA, WI; General Securities Representative; Investment Advisor Representative; Transactional Futures/Commodities; Managed Futures

NMLS#: 1274639

This information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link: http://www.morganstanley.com/disclaimers/mssbemail.html. Any profiles and associated content are for U.S. residents only
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Morgan Stanley Smith Barney LLC and its affiliates do not provide tax or legal advice. Any such taxpayer should seek advice based on the taxpayer's particular circumstances from an independent tax advisor.
The securities/instruments, investments and investment strategies discussed in this material may not be suitable for all investors. The appropriateness of a particular investment or investment strategy will depend on an investor's individual circumstances and objectives. The views and opinions expressed on this website do not necessarily reflect those of Morgan Stanley.
Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
Morgan Stanley Smith Barney LLC offers insurance products in conjunction with its licensed insurance agency affiliates.

Life insurance, disability income insurance, and long-term care insurance are offered through Morgan Stanley Smith Barney LLC's licensed insurance agency affiliates.
Awards Disclosures

pp:3128 mp: 2281