For me, retirement planning means more than providing my clients with investment advice. It means helping them maintain the financial independence they’ve worked their whole lives to achieve.
My consultative process begins with an in-depth discussion of your current finances and future objectives. We’ll address issues you might have overlooked and determine how we can help you adjust your investment strategy to accommodate changing conditions and meet any unforeseen expenses and income demands that may arise during retirement.
- Acadamy of Certified Portfolio Managers
- Wealth Management
- Professional Portfolio Management
- Asset Management
- Financial Planning
- Retirement Planning
- Lending Services
- 401(k) Rollovers
- Qualified Retirement Plans
- Municipal Bonds
- Fixed Income
- Alternative Investments
- Cash Management
- Columbia University -- Certified Portfolio Manager
- Northern Illinois University --BS in Finance
- Series 7 - General Securities Representative
- Series 65 - Investment Advisory Agent
- Series 31 - NFA Associate member
- Insurance/ Annuity Licensed
- Registered Investment Advisor
- Three-time Recipient of the 5 Star Wealth Manager Award 2012-2014
- 20 Year Dedicated Service Award- Merrill Lynch
- Present: Morgan Stanley*
First Vice President- Wealth Management
Certified Portfolio Manager
Portfolio Management Director
- 2008: Merrill Lynch
Certified Financial Manager
Senior Financial Advisor
PIA Program Portfolio Manager
Stephen M. Parlier holds the following registrations:
Securities Agent: AL, AR, CA, CO, DC, FL, GA, IA, IL, IN, LA, MD, MI, MO, NC, NJ, NV, NY, OH, PA, SC, WA, WI; General Securities Representative; Investment Advisor Representative; Transactional Futures/Commodities; Managed Futures
This information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link: http://www.morganstanley.com/disclaimers/mssbemail.html
. Any profiles and associated content are for U.S. residents only
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Morgan Stanley Smith Barney LLC and its affiliates do not provide tax or legal advice. Any such taxpayer should seek advice based on the taxpayer's particular circumstances from an independent tax advisor.
The securities/instruments, investments and investment strategies discussed in this material may not be suitable for all investors. The appropriateness of a particular investment or investment strategy will depend on an investor's individual circumstances and objectives. The views and opinions expressed on this website do not necessarily reflect those of Morgan Stanley.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP, CERTIFIED FINANCIAL PLANNER and CFP (with flame logo)® in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.
Investment Management Consultants Association, Inc. owns the marks CIMA, Certified Investment Management Analyst (with graph element)®, and Certified Investment Management Analyst .
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.Awards Disclosures
Morgan Stanley Smith Barney
Log into your portfolio
Investments services are offered through Morgan Stanley Smith Barney LLC, member SIPC.
© Morgan Stanley Smith Barney.