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Keith F. Martens
Senior Vice President
Financial Advisor
CERTIFIED FINANCIAL PLANNER
Investment Management Specialist
Financial Planning Specialist
Financial Advisor
CERTIFIED FINANCIAL PLANNER
Investment Management Specialist
Financial Planning Specialist
tel: (414) 226-3136
toll free: (800) 558-7505
fax: (414) 226-3081
Professional Details
- Certified Financial Planner
- Financial Planning Specialist Designation
Smith Barney - Series 7 - General Securities Representative
Series 31 - Managed Futures & Commodities
Series 63 - Uniform State Exam
Series 65 - Investment Advisory Agent - Life, Health & Variable Annuity Insurance Licensed
- BS - Marketing & Finance, 1988 Marquette University Milwaukee, WI
- Investment Management Specialist Designation Smith Barney
- 1996 - present: Morgan Stanley*
First Vice President - Wealth Management
Financial Planning Specialist
Investment Management Specialist/ Financial Advisor
Milwaukee, WI - 1988 - 1995: US Navy
Lieutenant - Naval Flight Officer
Brunswick, ME
Keith F. Martens
is licensed in the following state(s):
AZ, CA, CO, FL, GA, ID, IL, MA, MI, MN, NC, NJ, NM, OH, OK, PA, SC, TN, TX, WA, WI
Paul G. Smith
Second Vice President
Financial Advisor
Investment Management Specialist
Financial Planning Specialist
Financial Advisor
Investment Management Specialist
Financial Planning Specialist
tel: (414) 226-3032
toll free: (800) 558-7505
fax: (414) 226-3081
Professional Details
- Financial Planning Specialist Designation
Smith Barney - Series 7 - General Securities Representative
Series 31 - Managed Futures & Commodities
Series 63 - Uniform State Exam
Series 65 - Investment Advisory Agent - Life, Health and Variable Annuity Insurance Licensed
- B.S. - Communications, 1984
Minnesota State University
Mankato, MN - Investment Management Specialist Designation Smith Barney
- 2000 - present: Morgan Stanley*
Vice President - Wealth Management
Financial Planning Specialist
Investment Management Specialist /
Financial Advisor
Milwaukee, WI - 1993 - 2000: TCF National Bank
Vice President
Milwaukee, WI
Paul G. Smith
is licensed in the following state(s):
AZ, CA, CO, FL, GA, ID, IL, MA, MI, MN, NC, NM, OH, OK, PA, SC, TN, TX, WA, WI
Lynn F. Pavlic
Financial Advisor
tel: (414) 226-3121
toll free: (800) 558-7505
fax: (414) 226-3081
Professional Details
- Series 7 - General Securities Representative
Series 66 - Uniform Combined State Law
Series 31 - Managed Futures & Commodities - Life, Health & Variable Annuity Insurance Licensed
- B.A. in Economics - University of WI - Milwaukee
Lynn F. Pavlic
holds the following registrations:
Securities Agent: AL, AZ, CA, CO, FL, GA, IA, ID, IL, IN, KY, MA, MI, MN, MO, MT, NJ, OH, OK, OR, PA, SC, TN, TX, UT, VA, WA, WI; General Securities Representative; Investment Advisor Representative; Transactional Futures/Commodities; Managed Futures;
Securities Agent: AL, AZ, CA, CO, FL, GA, IA, ID, IL, IN, KY, MA, MI, MN, MO, MT, NJ, OH, OK, OR, PA, SC, TN, TX, UT, VA, WA, WI; General Securities Representative; Investment Advisor Representative; Transactional Futures/Commodities; Managed Futures;
Professional Details
- Series 7 - Registered Representative
- Series 63 - Uniform State Exam
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*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
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Certified Financial Planner Board of Standards Inc. owns the certification marks CFP, CERTIFIED FINANCIAL PLANNER and CFP (with flame logo)® in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.
Investment Management Consultants Association, Inc. owns the marks CIMA, Certified Investment Management Analyst (with graph element)®, and Certified Investment Management Analyst .
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