Joe Kartheiser - Morgan Stanley Financial Advisor - Chicago, IL
Morgan Stanley
Joe Kartheiser, CIMA, CFP
Executive Director, Wealth Management
Financial Advisor
3 First Nat'l Plaza
Suite 5100
Chicago, IL 60602
tel: (312) 419-3337
toll-free: (800) 621-2842 
fax: (312) 419-3515

We provide comprehensive wealth management advice to high net worth individuals and family offices.  We help our clients make smart financial decisions so they can make work optional.

We do this by acting as your primary financial advisor.  Utilizing a consultative process, we identify your current financial situation and challenges.  This allows us to then work with a network of professional specialists to design strategies to help you achieve your most important goals.

Services
  • Wealth Management
  • Financial Planning
  • Executive Financial Services
  • Alternative Investments
  • Insurance Services
  • Business Succession Planning
  • Lending Services
Education and Licensing
  • MBA Finance, 2000
    Northwestern University
    Kellogg Graduate School of Management
    Chicago, IL
  • BS Finance, 1989
    Indiana University
    Bloomington, IN
  • Certified Financial Planner
  • Certified Investment Management Analyst
  • Annuity & Life Insurance Licensed
  • Series 3 Commodities License
  • Series 66 - Combined Investment Advisory Agent & Uniform State Exam
  • Series 7 - General Securities Representative
Honors and Recognition
  • Barron's State Top 30 FA Recipient
  • Member of the Morgan Stanley* Chairman's Club
  • Financial Times Top Advisor List
Business Experience
  • 2004 - Present: Morgan Stanley*

    Executive Director
    Financial Advisor
    Chicago, IL
  • 2000 - 2004: Bond Trader Chicago Board of Trade

    Chicago, IL
  • 1999 - 2000: Morgan Stanley Fixed Income Institutional Sales

    Chicago, IL

Bulletin Board
  • Cut through the clutter!  External Insights delivers exclusive content from money managers, economists, academics and other financial professionals.
  • MSSB is proud to announce that Joe Kartheiser has been named to Barron’s Top Advisor list for 2012. This is the second straight year he has received the esteemed Barron’s ranking. To receive this, financial advisors across the US were evaluated based on a number of factors, including the quality of the service they provide to clients and the amount of assets they have under management. Please see In the Press for details, methodology, and criteria.

  • Please contact us for a complimentary portfolio review.

Joe Kartheiser holds the following registrations:
Securities Agent: AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY; General Securities Representative; Investment Advisor Representative; Transactional Futures/Commodities; Managed Futures;

This information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link: http://www.morganstanley.com/disclaimers/mssbemail.html. Any profiles and associated content are for U.S. residents only
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Morgan Stanley Smith Barney LLC and its affiliates do not provide tax or legal advice. To the extent that this material or any attachment concerns tax matters, it is not intended to be used and cannot be used by a taxpayer for the purpose of avoiding penalties that may be imposed by law.  Any such taxpayer should seek advice based on the taxpayer's particular circumstances from an independent tax advisor.
The securities/instruments, investments and investment strategies discussed in this material may not be suitable for all investors. The appropriateness of a particular investment or investment strategy will depend on an investor's individual circumstances and objectives. The views and opinions expressed on this website do not necessarily reflect those of Morgan Stanley.
Awards Disclosures

Investments alone aren't enough when it comes to preparing for retirement. As a retirement focused advisor at Morgan Stanley we offer a level of experience and commitment to retirement advice that we think is unique in the industry. Our thorough process encompasses ten elements that are key to a successful plan.
Morgan Stanley Smith Barney LLC and its affiliates do not provide tax or legal advice. To the extent that this material or any attachment concerns tax matters, it is not intended to be used and cannot be used by a taxpayer for the purpose of avoiding penalties that may be imposed by law. Any such taxpayer should seek advice based on the taxpayer's particular circumstances from an independent tax advisor.
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