James Warfield - Morgan Stanley Financial Advisor - Garden City, NY
Morgan Stanley
James Warfield, CFP
Vice President - Wealth Management
Financial Advisor
CERTIFIED FINANCIAL PLANNER
855 Franklin Avenue
Garden City, NY 11530
tel: (516) 227-2856
toll-free: (800) 645-8600 

My practice is structured to provide wealth management services to successful individuals, business owners, and high net worth families.  I offer comprehensive, objective financial advice to clients who desire a high level of personal service.  I guide my clients through education, retirement, and estate planning; this includes customized investment strategies utilizing a core/satellite portfolio methodology designed for the growth and protection of their assets.

Associations
  • President of the Society of Maritime Arbitrators, Inc.
  • The Chemists' Club, Board of Directors
  • Hidden Ridge Condominium Association, Treasurer
Services
  • Annuities
  • Defined Contribution Plans
  • Estate Planning
  • Financial Planning
  • Life Insurance
  • Professional Portfolio Management
  • Qualified Retirement Plans
  • Retirement Planning
  • Structured Products
  • 529 Plans
Education and Licensing
  • Juniata College, Huntingdon, PA
    B.S. Economics
  • NY Institute of Technology, New York, NY
    Masters Business Administration
  • Molloy College, Rockville Center, NY
    Certified Financial Planner (CFP)
  • Morgan Stanley*,
    Certified for Guided Portfolio Management
Business Experience
  • Morgan Stanley*, Jericho, NY
    In July 2010 I moved to Morgan Stanley* as Vice President, Wealth Management, focusing in educational, retirement (including corporate pension plans), financial, and estate planning.
  • UBS Wealth Management, Uniondale, NY
    Effecting a career change in 1999, I joined Paine Webber as a Financial Advisor. Following the acquisition by UBS, I obtained my CFP certification and was appointed Vice President, Investments in 2005
  • U.S. Titan, Inc., New York, NY 1991-1999
    President of this boutique international oil shipping and trading company.
  • Burmpac Oil Company, New York, NY 1986-1991
    President and CEO. This was a management led buyout from Burmah Oil, Plc. of their international oil tanker and terminalling subsidiary.
  • Bumah Oil Tankers, Ltd., New York, NY 1978-1986
    Executive Vice President and President of Burmah Oil Bahamas, Conducted oil transportation and terminalling business globally with oil majors, oil trading companies, state oil companies, ship owners, and the U.S Government. Responsible for relations with the government of the Bahamas, where we operated a major oil transshipment and storage facility.

Bulletin Board
  • See the latest edition of the Global Investment Committee's Newsletter: On the Markets.

  • See December On the Markets from the Global Investment Committee featuring

    • "Keep Those Emotions in Check" Michael Wilson, chief investment officer of Morgan Stanley Wealth Management, notes that the greatest determinant of investment success may be one’s ability to control his or emotions and not overreact on the downside—or the upside.

    • "Lower Your Sights" The 10-year outlook from Morgan Stanley & Co. strategists calls for lower stock and bond returns. They also anticipate lower inflation in which case real returns should not go down as much as nominal returns.

    • "Gold and Inflation—It’s Complicated" Of course, gold has a link to inflation, but growth in money supply and nominal GDP count, too.

    • Plus, look for more on global equities and fixed income investments.

James Warfield holds the following registrations:
Securities Agent: CT, FL, MA, MD, NH, NJ, NY, PA, RI, SC, VA, WI; General Securities Representative; Investment Advisor Representative;

This information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link: http://www.morganstanley.com/disclaimers/mssbemail.html. Any profiles and associated content are for U.S. residents only
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Morgan Stanley Smith Barney LLC and its affiliates do not provide tax or legal advice. To the extent that this material or any attachment concerns tax matters, it is not intended to be used and cannot be used by a taxpayer for the purpose of avoiding penalties that may be imposed by law.  Any such taxpayer should seek advice based on the taxpayer's particular circumstances from an independent tax advisor.
The securities/instruments, investments and investment strategies discussed in this material may not be suitable for all investors. The appropriateness of a particular investment or investment strategy will depend on an investor's individual circumstances and objectives. The views and opinions expressed on this website do not necessarily reflect those of Morgan Stanley.
Awards Disclosures

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