Graham V. Fuguitt - Morgan Stanley Financial Advisor - MADISON, WI
Morgan Stanley
Graham V. Fuguitt
Vice President - Wealth Management
Financial Advisor
1241 JOHN Q HAMMONS DRIVE
SUITE 100
MADISON, WI 53717
tel: (608) 829-3268
toll-free: (800) 776-7797 
fax: (608) 829-2911
Graham Fuguitt, Financial Advisor
Diane Moorman, Senior Reg'd Service Associate

Managing your personal financial portfolio is both an art and a science. It demands whole-brain engagement. It requires the discipline to dive deeply into financial analysis, the ability to listen to all the parts of your life that need attention, the intuitive knowing of when to pause or sustain a particular strategy, and the ability to communicate effectively.

For the past 20 years I have orchestrated a wide variety of wealth planning solutions using my analytical skills as a Financial Advisor. In many ways, I am the conductor of my clients’ financial portfolios, working collaboratively to establish clear directions for achieving your financial goals.

Restricted Securities and Employee Stock Option Plans (ESOPs)

If you’re an early investor or play a significant role in a company, chances are you hold some restricted stock or company-issued stock options. Federal securities laws strictly govern transactions involving your restricted securities. However, if you qualify, you can sell all or a portion of these securities under Securities & Exchange Commission (SEC) Rules 144, 145 or 701, which provide exemptions from registration under the federal securities laws.

My goal is to assist you in:

  • Understanding the complex rules surrounding restricted securities and ESOPs
  • avigating the preparation, execution and clearance of option exercises and sales under the various rules
  • Creating a comprehensive financial plan once we have completed the restricted or control securities transaction

Life insurance, disability income insurance, and long-term care insurance are offered through Morgan Stanley Smith Barney LLC's licensed insurance agency affiliates.

Morgan Stanley Smith Barney LLC does not accept appointments nor will it act as a trustee but it will provide access to trust services through an appropriate third-party corporate trustee.
Associations
  • Dean's Advisory Board, De Paul University School of Music- 2013 to Present
  • Board of Directors - Wisconsin Youth Symphony Orchestra- 2010 to Present
  • Board of Directors - Wisconsin Youth Symphony Orchestra Foundation- 2010 to Present
  • Adult Leader- Boy Scouts of America 1996 to Present
Services
  • Wealth Management
  • Financial Planning
  • Retirement Planning
  • Asset Management
  • Professional Portfolio Management
  • Executive Financial Services
  • 401(k) Rollovers
  • Municipal Bonds
  • Fixed Income
  • Corporate Cash Management
  • Annuities
  • Alternative Investments
  • Endowments and Foundations
  • Business Planning
  • Education Planning
  • Exchange Traded Funds
  • Futures
  • Institutional Services
  • Insurance Services
  • Investment Policy Statements
  • Lending Services
  • Planning for Special Needs Individuals
  • Stock Option Plans
  • Structured Products
  • Taft-Hartley Plans
Education and Licensing
  • Master of Music
    DePaul University
  • Bachelor of Music
    Indiana University Bloomington
  • Series Licensed: 7,65,63,31,Rule 144
  • Insurance Licensed: Annuities, Life, Health, LTC
Business Experience
  • 1995 - Present: Morgan Stanley*
  • 1983 - 1995: Trans Union Corporation - Consumer Credit Reporting

Bulletin Board
  • See December On the Markets from the Global Investment Committee featuring

    • "Keep Those Emotions in Check" Michael Wilson, chief investment officer of Morgan Stanley Wealth Management, notes that the greatest determinant of investment success may be one’s ability to control his or emotions and not overreact on the downside—or the upside.

    • "Lower Your Sights" The 10-year outlook from Morgan Stanley & Co. strategists calls for lower stock and bond returns. They also anticipate lower inflation in which case real returns should not go down as much as nominal returns.

    • "Gold and Inflation—It’s Complicated" Of course, gold has a link to inflation, but growth in money supply and nominal GDP count, too.

    • Plus, look for more on global equities and fixed income investments.

  • Have you considered consolidating your rollovers in order to diversify your retirement assets? If you would like to learn more, call or email us.  Diversification does not assure a profit or protect against loss in declining financial markets.

  • Meet with me and our specialists to discuss valuable ideas and individually tailored wealth planning strategies to help you preserve your wealth.

Graham V. Fuguitt holds the following registrations:
Securities Agent: AZ, CA, CO, DC, FL, HI, IL, KS, KY, MA, MD, ME, MI, MN, MO, MT, NC, NJ, NV, NY, OH, OK, OR, PA, VA, WA, WI; General Securities Representative; Investment Advisor Representative; Managed Futures;

This information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link: http://www.morganstanley.com/disclaimers/mssbemail.html. Any profiles and associated content are for U.S. residents only
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Morgan Stanley Smith Barney LLC and its affiliates do not provide tax or legal advice. To the extent that this material or any attachment concerns tax matters, it is not intended to be used and cannot be used by a taxpayer for the purpose of avoiding penalties that may be imposed by law.  Any such taxpayer should seek advice based on the taxpayer's particular circumstances from an independent tax advisor.
The securities/instruments, investments and investment strategies discussed in this material may not be suitable for all investors. The appropriateness of a particular investment or investment strategy will depend on an investor's individual circumstances and objectives. The views and opinions expressed on this website do not necessarily reflect those of Morgan Stanley.
Awards Disclosures

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