The Dow as of the Previous Day’s Close
I believe success in achieving important financial goals starts with a comprehensive wealth strategy. I will help you define what is most important to you and then formulate the strategies that are suited for your needs, whether you are accumulating wealth or investing for income, solidifying your retirement plan or devising a distribution approach that meets your lifestyle and legacy goals.
- Pasadena Chamber of Commerce
- Pasadena City College (PCC)
Business Advisory Counsel - Tournament of Roses Organization
Food Committee 2012
Pasadena, CA - Rotary Club of Pasadena
Past Member, Board of Directors
Pasadena, CA - Los Angeles Conservancy
Los Angeles, CA - Los Angeles County Museum of Art (LACMA)
Los Angeles, CA - Pacific Asia Museum
Pasadena, CA - Museum of Latin American Art (MOLAA)
Long Beach, CA - BGSU Alumni Organization
- Xavier University Alumni Association
- 401k Rollovers
- Asset Management
- Lending Services
- Trust Services and Accounting
- Estate Planning
- Wealth Management
- Endowments and Foundations
- Financial Planning
- Fixed Income
- Retirement Planning
- Executive Financial Services
- Municipal Bonds
- Cash Management
- Professional Portfolio Management
- Education Planning
- Certificates of Deposit
- Insurance Services
- Corporate Retirement Plans
- Annuities
- Qualified Retirement Plans
- Smith Barney Financial Planning Specialist Certificate, 2007
- Corporate Retirement Service Education, 2002
- Smith Barney Guided Portfolio Management Program, 2001
- Business Practice Management Program, 2000
- Consulting Group University, 1998
San Francisco, CA - Long Term Care Insurance License, 1996
- California Life Insurance and Annuity Exam, 1993
- NYSE / NASD Exam, 1993
(Series 7 Exam)
Investment Advisor Exam, 1993
(Series 65 Exam) - Post - Graduate Classes, 1992 - 1993
Claremont Graduate School
Claremont, CA - Master of Business Administration, 1986
Xavier University
Cincinnati, OH - Bachelor of Science in Business Administration, 1976
Bowling Green State University
Bowling Green, OH
- 2012 Named Los Angeles Magazine Five Star Wealth Advisor
- Smith Barney Century Council, 2009
Smith Barney
Pasadena, CA - Smith Barney Century Council, 2008
Smith Barney
Pasadena, CA - Smith Barney Century Council, 2007
Smith Barney
Pasadena, CA - Smith Barney Century Council, 2006
Smith Barney
Pasadena - Blue Chip Council Member
Smith Barney
Pasadena, CA - GE Sales Engineer of the Year
General Electric Utility and Industrial Division, 1985 - 2011 Named Los Angeles Magazine Five Star Wealth Advisor
- 1993
- Present: Morgan Stanley*
First Vice President
Retirement Plan Consultant
Financial Advisor
Pasadena, CA - 1990
- 1993: General Electric Company
Sales Marketing and
Customer Service Manager
GE Aircraft Engine Business Group
Ontario, CA - 1980
- 1990: General Electric Company
Account Manager
GE Utility & Industrial Sales Division
Cincinnati, OH
To see timely market recap, see Cash Market Rates Snapshot.
Who is watching over your retirement? Building an investment portfolio that you hope might cover your needs down the road isn’t a substitute for a retirement plan. Call or email us and get advice that goes beyond investments. A new standard for retirement planning.
See Investing & Market Insights for the May On the Markets from the Global Investment Committee featuring
• "Equities Show Resilience, but ..." Michael Wilson, chief investment officer of Morgan Stanley Wealth Management and chair of the firm’s Global Investment Committee, says equity markets appear to be looking beyond the soft patch in the economic data, but they may not be forgiving for long.
• "Positioning Portfolios for (Slightly) Higher Rates" We expect interest rates to trend higher through the year, which is why we are recommending investors shorten the duration in their bond portfolios.
• "Our Favored Overseas Plays" We find opportunities in Japanese automakers, European industrial restructurings, overseas tech champions and companies that sell to emerging market consumers.
Plus, look for more on economics, real estate investment trusts, energy, gold and asset allocation.
