As your Financial Advisor, I can help you define and strive to meet your goals by delivering a vast array of resources to you in the way that is most appropriate for how you invest and what you want to achieve. Working together I can help you to preserve and grow your wealth. You will have access to some of the world’s most seasoned and respected investment professionals, a premier trading and execution platform and a full spectrum of investment choices.
- American Institute of Certified Public Accountants
- Rhode Island Society of Certified Public Accountants
- President's Leadership Council
- Bryant University Alumni Association
- Estate Planning Council of Rhode Island
- Partnership for Philanthropic Planning
- Partnership for Philanthropic Planning of Rhode Island
- MS - Taxation, 1987
- BS - Business
- Certified Public Accountant
- Certified Financial Planner
- Chartered Advisor in Philanthropy
- Financial Planning Specialist Designation
- Series 7 - NYSE/NASD General Securities Agent
- Series 63 - Uniform Securities Agent
- Rhode Island Licensed Insurance Agent
- Series 65 - Investment Advisory Agent
- Century Council
- Blue Chip Council
- Present: Morgan Stanley*
First Vice President
Financial Planning Specialist
- 1997: Accounting Resources Inc.
Vice President - Principal
- 1992: Johnson & Wales University
Director, Accounting Practicum
- 1991: Robert Half International
- 1984: Ernst and Young
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck.
Richard G. Carriere holds the following registrations:
Securities Agent: AZ, CA, CT, FL, GA, HI, KY, MA, MD, ME, NC, NH, NJ, NY, OH, OR, PA, RI, SC, TN, TX, VA; General Securities Representative; Investment Advisor Representative; Transactional Futures/Commodities; Managed Futures
This information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
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*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Morgan Stanley Smith Barney LLC and its affiliates do not provide tax or legal advice. Any such taxpayer should seek advice based on the taxpayer's particular circumstances from an independent tax advisor.
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Certified Financial Planner Board of Standards Inc. owns the certification marks CFP, CERTIFIED FINANCIAL PLANNER and CFP (with flame logo)® in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.
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Life insurance, disability income insurance, and long-term care insurance are offered through Morgan Stanley Smith Barney LLC's licensed insurance agency affiliates.
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