Richard G. Carriere - Morgan Stanley Financial Advisor - Providence, RI
Morgan Stanley
Richard G. Carriere, CFP, CAP
Senior Vice President
Financial Advisor
Financial Planning Specialist
One Financial Plaza
19th floor
Providence, RI 02903
tel: (401) 276-5967
toll-free: (800) 556-7757 
fax: (401) 863-8420

As your Financial Advisor, I can help you define and strive to meet your goals by delivering a vast array of resources to you in the way that is most appropriate for how you invest and what you want to achieve. Working together I can help you to preserve and grow your wealth. You will have access to some of the world’s most seasoned and respected investment professionals, a premier trading and execution platform and a full spectrum of investment choices.

  • American Institute of Certified Public Accountants
  • Rhode Island Society of Certified Public Accountants
  • President's Leadership Council
    Bryant University
  • Bryant University Alumni Association
    Past President
  • Estate Planning Council of Rhode Island
  • Partnership for Philanthropic Planning
  • Partnership for Philanthropic Planning of Rhode Island
Education and Licensing
  • MS - Taxation, 1987
    Bryant University
    Smithfield, RI
  • BS - Business
    Administration, 1982
    Bryant University
    Smithfield, RI
  • Certified Public Accountant
  • Certified Financial Planner
  • Chartered Advisor in Philanthropy
  • Financial Planning Specialist Designation
  • Series 7 - NYSE/NASD General Securities Agent
  • Series 63 - Uniform Securities Agent
  • Rhode Island Licensed Insurance Agent
  • Series 65 - Investment Advisory Agent
Honors and Recognition
  • Century Council
    Smith Barney
  • Blue Chip Council
Business Experience
  • 1998 - Present: Morgan Stanley*

    First Vice President
    Financial Planning Specialist
    Providence, RI
  • 1992 - 1997: Accounting Resources Inc.

    Vice President - Principal
    Providence, RI
  • 1991 - 1992: Johnson & Wales University

    Director, Accounting Practicum
    Providence, RI
  • 1984 - 1991: Robert Half International

    Executive Recruiter
    Providence, RI
  • 1982 - 1984: Ernst and Young

    Tax Specialist
    Providence, RI

Bulletin Board
  • Planning for the future of an individual with special needs requires preparation and professional guidance. call or email us for help in creating strategies aimed at protecting assets, providing additional income and preventing the potential loss of government benefits.

Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck.

Richard G. Carriere holds the following registrations:
Securities Agent: AZ, CA, CT, FL, GA, HI, IL, KY, MA, MD, ME, NC, NH, NJ, NY, OH, OR, PA, RI, SC, TX, VA; General Securities Representative; Investment Advisor Representative; Transactional Futures/Commodities; Managed Futures

This information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link: Any profiles and associated content are for U.S. residents only
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Morgan Stanley Smith Barney LLC and its affiliates do not provide tax or legal advice. Any such taxpayer should seek advice based on the taxpayer's particular circumstances from an independent tax advisor.
The securities/instruments, investments and investment strategies discussed in this material may not be suitable for all investors. The appropriateness of a particular investment or investment strategy will depend on an investor's individual circumstances and objectives. The views and opinions expressed on this website do not necessarily reflect those of Morgan Stanley.
Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
Morgan Stanley Smith Barney LLC offers insurance products in conjunction with its licensed insurance agency affiliates.

Life insurance, disability income insurance, and long-term care insurance are offered through Morgan Stanley Smith Barney LLC's licensed insurance agency affiliates.
Awards Disclosures

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