Bruce A. Kelm - Morgan Stanley Financial Advisor - SANTA ROSA, CA
Morgan Stanley
Bruce A. Kelm, CFP
Vice President
Financial Advisor
3562 ROUND BARN CIRCLE 1ST FL
SANTA ROSA, CA 95403
tel: (707) 571-5722
toll-free: (800) 752-5340 
fax: (707) 524-1099

My goal is to thoroughly understand your financial needs and then align the resources to help you meet or exceed them. I can help you evaluate near-term concerns and plan for long-term goals, be a sounding board for investment ideas, assist you in developing and executing a strategy that is precisely your own and helps you meet your needs.

Associations
  • Redwood Empire Food Bank
    Santa Rosa, CA
  • North Bay Angels
    Member
    Santa Rosa, CA
  • Schools Plus
    Founder, Endowment Committee
    Santa Rosa, CA
Services
  • Asset Management
  • Wealth Management
  • Corporations
  • Corporate Pension Funds
  • Financial Planning
  • Access to Lending Services
  • Retirement Planning
  • Qualified Retirement Plans
  • Corporate Cash Management
  • Business Planning
  • Cash Management
  • Business Succession Planning
  • Professional Portfolio Management
  • Education Planning
  • Corporate Retirement Plans
  • 401(k) Rollovers
  • Defined Contribution Plans
  • Insurance Services
  • Annuities
  • Life Insurance
Education and Licensing
  • Bachelor of Arts - Math and Economics, 1980
    Lawrence University
    Appleton, WI
  • MBA, 1982
    Northwestern University
    Evanston, IL
  • Certified Financial Planner
  • Series 7, 63, 65 & 66 Licensed
  • Life, Variable Annuity & Long Term Care Insurance Licensed
Business Experience
  • 2008 - Present: Morgan Stanley*
  • 0ver 20 years experience in financial services industry

Bulletin Board
  • Is your mailbox overflowing? Start receiving your monthly statements, trade confirms, prospectuses and more online. Just sign up online for E-Delivery.

  • See April On the Markets from the Global Investment Committee featuring

    “Uncomfortable”  Michael Wilson, chief investment officer of Morgan Stanley Wealth Management and Morgan Stanley & Co., admits to having been apprehensive when he published a bullish cover story for the 2017 outlook in January. He argued that a global synchronous economic recovery would carry the markets higher, an out-of-consensus view at the time. So far, it’s working out. 

    • “Rocking Retail” Economic statistics suggest consumers have plenty to spend, but they are changing the way they’re doing it. While online sales are on the rise, store closures are soaring, writes Denny Galindo, equity strategist at Morgan Stanley Wealth Management.

    • “Keeping More of What Your Investments Earn” Have you noticed that taxes are taking a big bite of your investment gains? Tax-efficient investing offers ways to enhance your aftertax returns. This article is an excerpt from a recently published Morgan Stanley Wealth Management Special Report.

    • Plus, look for more on investment strategy, equities, mortgage-backed securities, municipal bonds and commodities.

Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck.

Bruce A. Kelm holds the following registrations:
Securities Agent: AZ, CA, FL, GA, IA, IL, MI, MO, MT, NC, NV, NY, OR, SC, WA, WI; General Securities Representative; Investment Advisor Representative

NMLS#: 1268430

This information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
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*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Morgan Stanley Smith Barney LLC and its affiliates do not provide tax or legal advice. Any such taxpayer should seek advice based on the taxpayer's particular circumstances from an independent tax advisor.
The securities/instruments, investments and investment strategies discussed in this material may not be suitable for all investors. The appropriateness of a particular investment or investment strategy will depend on an investor's individual circumstances and objectives. The views and opinions expressed on this website do not necessarily reflect those of Morgan Stanley.
Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
Morgan Stanley Smith Barney LLC offers insurance products in conjunction with its licensed insurance agency affiliates.

Life insurance, disability income insurance, and long-term care insurance are offered through Morgan Stanley Smith Barney LLC's licensed insurance agency affiliates.
Awards Disclosures

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