Ann G. Neumann, CFP - Morgan Stanley Financial Advisor - NEW YORK, NY
Morgan Stanley
Ann G. Neumann, CFP
First Vice President
Financial Advisor
CERTIFIED FINANCIAL PLANNER
Financial Planning Specialist
101 PARK AVENUE 24TH FLOOR
NEW YORK, NY 10178
tel: (212) 503-1167
toll-free: (800) 323-7788 
fax: (212) 503-1166

Helping you achieve financial success is my first priority. Morgan Stanley has meaningful intelligence about every major asset class and a presence in every major market, as well as investment research from some of the world’s most respected analysts. Together, we will formulate a strategy to help you achieve your most important goals and then deliver a vast array of resources to you in the way that is most appropriate for how you invest and what you want to achieve.

Associations
  • Quogue Historical Society
  • Quogue Association
  • Murray Hill Association
  • Talk of the Tower Toastmasters
    President
  • Area Governor Toastmasters
Services
  • Estate Planning Strategies
  • Wealth Management
  • Endowments and Foundations
  • Corporations
  • Alternative Investments
  • Financial Planning
  • Fixed Income
  • Taft-Hartley Plans
  • Qualified Retirement Plans
  • Municipal Bonds
  • Long Term Care Insurance
  • Professional Portfolio Management
  • Education Planning
  • Exchange Traded Funds
  • Corporate Retirement Plans
  • 401(k) Rollovers
  • Insurance Services
  • Annuities
  • Commodities
  • Precious Metals
Education and Licensing
  • Series 3, 5, 7, 15, 63 & 66 Licensed
  • Insurance Licensed
  • Life & Health Insurance Licensed
  • AA - Marketing
    Elizabeth Seton College
  • BA - University of Hartford
    Magna Cum Laude

    Blumenthal Award for Excellence in Economics
Honors and Recognition
  • Blumenthal Award for Excellence in Economics
  • Magna Cum Laude
Business Experience
  • 1999 - Present: Morgan Stanley*
    First Vice President - Wealth Management
    Financial Planning Specialist
    Certified Financial Planner
    Financial Advisor
    New York City, NY
  • Prudential Securities
  • Shearson Lehman American Express
  • E F Hutton

Bulletin Board
  • Is your mailbox overflowing? Start receiving your monthly statements, trade confirms, prospectuses and more online. Just sign up online for E-Delivery.

  • Have you considered the odds that you will need long term care? Long term care insurance can be a valuable extension of your retirement and financial strategies. To learn more, call or email us.

  • See November On the Markets from the Global Investment Committee featuring

    “Jumping on the Bandwagon” In the World Series, we have two teams long seen as losers who are now considered winners and with that comes the inevitable bandwagon jumpers. In a like manner, we’ve seen formerly out-of-favor assets performing better this year, and we’re seeing bandwagon jumpers moving into them as well, writes Michael Wilson, chief investment officer of Morgan Stanley Wealth Management.

    “Resolving Uncertainty”  Once we are past the election and a Federal Reserve interest rate hike, US equities could go higher writes Lisa Shalett, head of investment & portfolio strategies at Morgan Stanley Wealth Management.

    “Introducing Our Short-Term Stock and Bond Indicator” re markets poised to reward an overweight allocation to stocks, or should one retreat to a more defensive fixed income position? Our new indicator answers this question by measuring a myriad of economic and market data in a disciplined and consistent manner.

    • Plus, look for more on US and international equities, fixed income and economics. 

Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck.

Ann G. Neumann, CFP holds the following registrations:
Securities Agent: CA, CT, FL, GA, IN, MA, ME, NC, NH, NJ, NV, NY, PA, UT; General Securities Representative; Investment Advisor Representative; Transactional Futures/Commodities; Managed Futures

NMLS#: 1279512

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