Ann G. Neumann, CFP - Morgan Stanley Financial Advisor - NEW YORK, NY
Morgan Stanley
Ann G. Neumann, CFP
First Vice President
Financial Advisor
CERTIFIED FINANCIAL PLANNER
Financial Planning Specialist
101 PARK AVENUE 24TH FLOOR
NEW YORK, NY 10178
tel: (212) 503-1167
toll-free: (800) 323-7788 
fax: (212) 503-1166

Helping you achieve financial success is my first priority. Morgan Stanley has meaningful intelligence about every major asset class and a presence in every major market, as well as investment research from some of the world’s most respected analysts. Together, we will formulate a strategy to help you achieve your most important goals and then deliver a vast array of resources to you in the way that is most appropriate for how you invest and what you want to achieve.

Associations
  • Quogue Historical Society
  • Quogue Association
  • Murray Hill Association
  • Talk of the Tower Toastmasters
    President
  • Area Governor Toastmasters
Services
  • Estate Planning
  • Wealth Management
  • Endowments and Foundations
  • Corporations
  • Alternative Investments
  • Financial Planning
  • Fixed Income
  • Taft-Hartley Plans
  • Qualified Retirement Plans
  • Municipal Bonds
  • Long Term Care Insurance
  • Professional Portfolio Management
  • Education Planning
  • Exchange Traded Funds
  • Corporate Retirement Plans
  • 401(k) Rollovers
  • Insurance Services
  • Annuities
  • Commodities
  • Precious Metals
Education and Licensing
  • Series 3, 5, 7, 15, 63 & 66 Licensed
  • Insurance Licensed
  • Life & Health Insurance Licensed
  • AA - Marketing
    Elizabeth Seton College
  • BA - University of Hartford
    Magna Cum Laude

    Blumenthal Award for Excellence in Economics
Honors and Recognition
  • Blumenthal Award for Excellence in Economics
  • Magna Cum Laude
Business Experience
  • 1999 - Present: Morgan Stanley*
    First Vice President - Wealth Management
    Financial Planning Specialist
    Certified Financial Planner
    Financial Advisor
    New York City, NY
  • Prudential Securities
  • Shearson Lehman American Express
  • E F Hutton

Bulletin Board
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  • Have you considered the odds that you will need long term care? Long term care insurance can be a valuable extension of your retirement and financial strategies. To learn more, call or email us.

  • See October On the Markets from the Global Investment Committee featuring

    • "Retest and Rebalance" The equity market sell-off of the past few weeks is a retest of the August correction, not a judgment that the global economic recovery is faltering, says Michael Wilson, chief investment officer of Morgan Stanley Wealth Management. He believes that central bankers’ efforts to rebalance the uneven global recovery will succeed.

    • "Global Growth: Lower for Longer" The upside of a tepid and uneven global recovery is a long economic expansion, writes Joachim Fels, chief global economist of Morgan Stanley & Co.

    • "All About That Base (Case)" Adam Parker, chief US equity strategist for Morgan Stanley & Co., lays out his base case 12-month stock market forecast—2,125 on the S&P 500, up more than 7% from the Sept. 30 close.

    Plus, look for more on equities, fixed income investments and currencies.

Ann G. Neumann, CFP holds the following registrations:
Securities Agent: CA, CT, FL, IN, MA, ME, NC, NH, NJ, NV, NY, PA, UT; General Securities Representative; Investment Advisor Representative; Transactional Futures/Commodities; Managed Futures;

This information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
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*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Morgan Stanley Smith Barney LLC and its affiliates do not provide tax or legal advice. To the extent that this material or any attachment concerns tax matters, it is not intended to be used and cannot be used by a taxpayer for the purpose of avoiding penalties that may be imposed by law.  Any such taxpayer should seek advice based on the taxpayer's particular circumstances from an independent tax advisor.
The securities/instruments, investments and investment strategies discussed in this material may not be suitable for all investors. The appropriateness of a particular investment or investment strategy will depend on an investor's individual circumstances and objectives. The views and opinions expressed on this website do not necessarily reflect those of Morgan Stanley.
Awards Disclosures

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