Ann G. Neumann, CFP - Morgan Stanley Financial Advisor - NEW YORK, NY
Morgan Stanley
Ann G. Neumann, CFP
First Vice President
Financial Advisor
CERTIFIED FINANCIAL PLANNER
Financial Planning Specialist
101 PARK AVENUE 24TH FLOOR
NEW YORK, NY 10178
tel: (212) 503-1167
toll-free: (800) 323-7788 
fax: (212) 503-1166

Helping you achieve financial success is my first priority. Morgan Stanley has meaningful intelligence about every major asset class and a presence in every major market, as well as investment research from some of the world’s most respected analysts. Together, we will formulate a strategy to help you achieve your most important goals and then deliver a vast array of resources to you in the way that is most appropriate for how you invest and what you want to achieve.

Associations
  • Quogue Historical Society
  • Quogue Association
  • Murray Hill Association
  • Talk of the Tower Toastmasters
    President
  • Area Governor Toastmasters
Services
  • Estate Planning
  • Wealth Management
  • Endowments and Foundations
  • Corporations
  • Alternative Investments
  • Financial Planning
  • Fixed Income
  • Taft-Hartley Plans
  • Qualified Retirement Plans
  • Municipal Bonds
  • Long Term Care Insurance
  • Professional Portfolio Management
  • Education Planning
  • Exchange Traded Funds
  • Corporate Retirement Plans
  • 401(k) Rollovers
  • Insurance Services
  • Annuities
  • Commodities
  • Precious Metals
Education and Licensing
  • Series 3, 5, 7, 15, 63 & 66 Licensed
  • Insurance Licensed
  • Life & Health Insurance Licensed
  • AA - Marketing
    Elizabeth Seton College
  • BA - University of Hartford
    Magna Cum Laude

    Blumenthal Award for Excellence in Economics
Honors and Recognition
  • Blumenthal Award for Excellence in Economics
  • Magna Cum Laude
Business Experience
  • 1999 - Present: Morgan Stanley*
    First Vice President - Wealth Management
    Financial Planning Specialist
    Certified Financial Planner
    Financial Advisor
    New York City, NY
  • Prudential Securities
  • Shearson Lehman American Express
  • E F Hutton

Bulletin Board
  • Is your mailbox overflowing? Start receiving your monthly statements, trade confirms, prospectuses and more online. Just sign up online for E-Delivery.

  • Have you considered the odds that you will need long term care? Long term care insurance can be a valuable extension of your retirement and financial strategies. To learn more, call or email us.

  • See July On the Markets from the Global Investment Committee featuring

    • "More Than Meets the Eye" While it didn’t show up in the broad market averages, many stocks and sectors have suffered serious sell-offs this year. These rolling corrections are healthy for our positive view on both the global economy and the equity markets.

    • "Global Economic Growth: Boring but Better" The US’ deep freeze, Europe’s bank credit crunch and Japan’s consumption-tax hike provided some drama to the global economy in the first half. Joachim Fels, chief global economist for Morgan Stanley & Co. explains why he thinks the second half will be more tame.

    • "Q&A: Leon Cooperman" The veteran investor, who has spent nearly a half a century on Wall Street, says much about the current cycle is familiar, despite the extraordinary backdrop. He thinks the current bull market has room to run in both time and price.

    Plus, look for more on economics, equities, fixed income investments and commodities.

Ann G. Neumann, CFP holds the following registrations:
Securities Agent: CA, CT, FL, IN, MA, ME, NC, NH, NJ, NV, NY, PA; General Securities Representative; Investment Advisor Representative; Transactional Futures/Commodities; Managed Futures;

This information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link: http://www.morganstanley.com/disclaimers/mssbemail.html. Any profiles and associated content are for U.S. residents only
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Morgan Stanley Smith Barney LLC and its affiliates do not provide tax or legal advice. To the extent that this material or any attachment concerns tax matters, it is not intended to be used and cannot be used by a taxpayer for the purpose of avoiding penalties that may be imposed by law.  Any such taxpayer should seek advice based on the taxpayer's particular circumstances from an independent tax advisor.
The securities/instruments, investments and investment strategies discussed in this material may not be suitable for all investors. The appropriateness of a particular investment or investment strategy will depend on an investor's individual circumstances and objectives. The views and opinions expressed on this website do not necessarily reflect those of Morgan Stanley.
Awards Disclosures

pp:3128 mp: 2281