Ann G. Neumann, CFP - Morgan Stanley Financial Advisor - NEW YORK, NY
Morgan Stanley
Ann G. Neumann, CFP
First Vice President
Financial Advisor
CERTIFIED FINANCIAL PLANNER
Financial Planning Specialist
101 PARK AVENUE 24TH FLOOR
NEW YORK, NY 10178
tel: (212) 503-1167
toll-free: (800) 323-7788 
fax: (212) 503-1166

Helping you achieve financial success is my first priority. Morgan Stanley has meaningful intelligence about every major asset class and a presence in every major market, as well as investment research from some of the world’s most respected analysts. Together, we will formulate a strategy to help you achieve your most important goals and then deliver a vast array of resources to you in the way that is most appropriate for how you invest and what you want to achieve.

Associations
  • Quogue Historical Society
  • Quogue Association
  • Murray Hill Association
  • Talk of the Tower Toastmasters
    President
  • Area Governor Toastmasters
Services
  • Estate Planning
  • Wealth Management
  • Endowments and Foundations
  • Corporations
  • Alternative Investments
  • Financial Planning
  • Fixed Income
  • Taft-Hartley Plans
  • Qualified Retirement Plans
  • Municipal Bonds
  • Long Term Care Insurance
  • Professional Portfolio Management
  • Education Planning
  • Exchange Traded Funds
  • Corporate Retirement Plans
  • 401(k) Rollovers
  • Insurance Services
  • Annuities
  • Commodities
  • Precious Metals
Education and Licensing
  • Series 3, 5, 7, 15, 63 & 66 Licensed
  • Insurance Licensed
  • Life & Health Insurance Licensed
  • AA - Marketing
    Elizabeth Seton College
  • BA - University of Hartford
    Magna Cum Laude

    Blumenthal Award for Excellence in Economics
Honors and Recognition
  • Blumenthal Award for Excellence in Economics
  • Magna Cum Laude
Business Experience
  • 1999 - Present: Morgan Stanley*
    First Vice President - Wealth Management
    Financial Planning Specialist
    Certified Financial Planner
    Financial Advisor
    New York City, NY
  • Prudential Securities
  • Shearson Lehman American Express
  • E F Hutton

Bulletin Board
  • Is your mailbox overflowing? Start receiving your monthly statements, trade confirms, prospectuses and more online. Just sign up online for E-Delivery.

  • Have you considered the odds that you will need long term care? Long term care insurance can be a valuable extension of your retirement and financial strategies. To learn more, call or email us.

  • See June On the Markets from the Global Investment Committee featuring

    • "More Than Meets the Eye" Watching mainstream television or reading the popular financial publications, one would think it has been a difficult year for investments. Michael Wilson, chief investment officer of Morgan Stanley Wealth Management, explains why year-to-date returns are actually pretty good.

    • "Market High, Sentiment Low" Adam Parker, chief US equity strategist for Morgan Stanley & Co., says expected improvements in earnings and in the economy, combined with poor current sentiment, keeps him in the bullish camp.

    • "Positioning Bond Portfolios for Higher Rates" Suzanne Lindquist, fixed income strategist for Morgan Stanley Wealth Management, explains how select modifications may allow bond portfolios to thrive even if interest rates rise.

    Plus, more on equities, municipal bonds, currencies, commodities and real estate.

Ann G. Neumann, CFP holds the following registrations:
Securities Agent: CA, CT, FL, IN, MA, ME, NC, NH, NJ, NV, NY, PA, UT; General Securities Representative; Investment Advisor Representative; Transactional Futures/Commodities; Managed Futures

NMLS#: 1279512

This information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
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*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Morgan Stanley Smith Barney LLC and its affiliates do not provide tax or legal advice. Any such taxpayer should seek advice based on the taxpayer's particular circumstances from an independent tax advisor.
The securities/instruments, investments and investment strategies discussed in this material may not be suitable for all investors. The appropriateness of a particular investment or investment strategy will depend on an investor's individual circumstances and objectives. The views and opinions expressed on this website do not necessarily reflect those of Morgan Stanley.
Awards Disclosures

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